Mr. Morrill regularly assists business owners and executives in their efforts to raise capital, comply with various regulations, complete significant transactions, and respond to inquiries from regulators.
He has significant experience advising clients on compliance with federal and state laws, in both public and private offerings, and has extensive knowledge of the rules and operations of the U.S. Securities and Exchange Commission (SEC).
Mr. Morrill also advises clients on mergers and acquisitions, entity formation, and corporate governance. He advises boards of directors and audit committees on public company disclosure and stock exchange listing requirements, the Sarbanes-Oxley Act, and governance.
Mr. Morrill is a former Certified Public Accountant, and that background gives him valuable insight into the complexities of the transactions on which he advises. He is also familiar with the requirements of the Public Company Accounting Oversight Board (PCAOB) and the Sarbanes-Oxley Act.
Mr. Morrill served as an attorney-adviser with the U.S. Securities and Exchange Commission where he examined public company filings for compliance with federal securities laws. During his time at the SEC, he also served a rotation in the Office of Compliance, Inspections and Examinations, gaining familiarity with the Dodd-Frank Act, and the examinations of broker-dealers, investment advisers, and transfer agents. During law school, he served as an intern in the Division of Corporation Finance’s Office of Mergers & Acquisitions.