Attorney Brian A. Lebrecht has been approved as a FINRA Dispute Resolution Arbitrator. Mr. Lebrecht was previously approved as a FINRA Arbitrator from 2009 to 2011 before he voluntarily allowed his certification to lapse. He will hear matters primarily in the Salt Lake City area.
Mr. Lebrecht represents company clients primarily in the areas of corporate finance (including private placements, public offerings, and Securities and Exchange Commission and blue sky compliance), public company disclosure (including ’33 Act registrations and ’34 Act reporting requirements), and mergers and acquisitions (including asset and stock purchases and restructurings). He also represents individual directors, and boards of directors, with respect to corporate governance, fiduciary duties, internal investigations, and risk management. He practices before the SEC and FINRA on matters involving issuers, broker-dealers, and other service professionals.